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  2. Securities fraud - Wikipedia

    en.wikipedia.org/wiki/Securities_fraud

    Law. v. t. e. Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information. [1] [failed verification] [2] [3] The setups are generally made to result in monetary gain for the deceivers, and ...

  3. Securities Investor Protection Corporation - Wikipedia

    en.wikipedia.org/wiki/Securities_Investor...

    The Securities Investor Protection Corporation ( SIPC / ˈsɪpɪk /) is a federally mandated, non-profit, member-funded, United States government corporation created under the Securities Investor Protection Act (SIPA) of 1970 [3] that mandates membership of most US-registered broker-dealers. Although created by federal legislation and overseen ...

  4. SEC Rule 10b-5 - Wikipedia

    en.wikipedia.org/wiki/SEC_Rule_10b-5

    SEC Rule 10b-5, codified at 17 CFR 240.10b-5, is one of the most important rules targeting securities fraud in the United States. It was promulgated by the U.S. Securities and Exchange Commission (SEC), pursuant to its authority granted under § 10 (b) of the Securities Exchange Act of 1934. [ 1] The rule prohibits any act or omission resulting ...

  5. The Supreme Court strips the SEC of a critical enforcement ...

    www.aol.com/news/supreme-court-strips-sec...

    The justices ruled in a 6-3 vote that people accused of fraud by the SEC, which regulates securities markets, have the right to a jury trial in federal court. The in-house proceedings the SEC has ...

  6. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    The U.S. Securities and Exchange Commission ( SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. [ 2][ 3][ 4] The primary purpose of the SEC is to enforce the law against market manipulation. [ 5][ 6]: 2. In addition to the Securities Exchange Act of 1934, which ...

  7. Securities Investor Protection Act - Wikipedia

    en.wikipedia.org/wiki/Securities_Investor...

    The Securities Investor Protection Act of 1970 is the U.S. federal law that established the Securities Investor Protection Corporation (SIPC). It was enacted by the 91st United States Congress and signed into law by Richard Nixon on December 30, 1970. [1] Most brokers and dealers registered under the Securities Exchange Act of 1000091543242 are ...

  8. Here's What to Do When You’re a Fraud or Scam Victim - AOL

    www.aol.com/heres-fraud-scam-victim-140000719.html

    Fraud alerts are free and last 90 days or seven years, depending on which type of alert you choose. To reach the three nationwide credit bureaus, just visit their website or give one of them a ...

  9. Retail loss prevention - Wikipedia

    en.wikipedia.org/wiki/Retail_loss_prevention

    A uniformed retail loss prevention employee for Target. Known as a Target Security Specialist. Retail loss prevention (also known as retail asset protection) is a set of practices employed by retail companies to preserve profit. [1] Loss prevention is mainly found within the retail sector but also can be found within other business environments.

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