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the series 3 is good to have if you want to be a CTA/CPO and trade managed accounts or start a fund or whatever. i'm not sure because i havent looked to much into the series 34, but i think you can trade forex accounts if you have it, but you wont be able to trade any other futures or commodities. basically, series 3 is the big overall test ...
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Series 3 License Last Post ; 1 2 Page 3; 1 2 Page 3 ; Post # 41; Quote; Oct 5, 2010 8:10pm ...
If I teach forex in a class setting for an Introductory Broker do I need a series 3 license? Since the IB technically is soliciting clients through me, I feel I might need it. Since the IB technically is soliciting clients through me, I feel I might need it.
Every regulatory agency has an official website and a database, allowing investors to check whether the forex broker's license is valid. Traders are also advised to check if the broker's contact details listed on the website match with the ones listed on the regulatory agency's website. Furthermore, select a forex broker with a physical office ...
A series 3 license is a commodities and equity license. Pretty much it has nothing to do with FOREX. But it covers the handling of money. It is not necessary, but helps in the legitimacy of your business. Just do a google search and you'll get a couple of websites that have info on it.
Becoming A Commodities Broker? Series 3 License 49 replies. ... Last Post: Jan 12, 2022 3:40am Jan 12 ...
To register as an Exchange Trader, individuals generally must first complete the CSI's Canadian Securities Course and Trader Training Course, plus any courses required by the exchange where they want to trade. Registered Traders must have at least two years experience as an Approved or Order Trader, or have suitable experience as determined by ...
Brokerage firms also generally need to meet capital requirements, have a staffed office and pay license application fees. In addition, a forex broker applying for licensing will need to supply their internal operating manual, as well as state their policies and procedures that should all be drafted to comply with regulatory requirements.
Series 3 License 49 replies. MIG and Dukascopy have applied for banking license 9 replies. license for mt4 ...